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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-16
TX RA APPROVED 2024-07-16
  • PA RA
    APPROVED
    Since 2024-07-16
  • TX RA
    APPROVED
    Since 2024-07-16

Branch Locations

100 Front Street Suite 600, West Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Newark DE 11/2013 03/2017
Morgan Stanley West Conshohocken PA 03/2017 03/2024
Morgan Stanley West Conshohocken PA 07/2024 Present
Unemployed Philadelphia PA 03/2024 07/2024
  • 11/2013 → 03/2017
    J.P. Morgan Securities Llc
    Newark, DE
  • 03/2017 → 03/2024
    West Conshohocken, PA
  • 07/2024 → Present
    West Conshohocken, PA
  • 03/2024 → 07/2024
    Unemployed
    Philadelphia, PA
Previous Registrations
  • 2017-12-11 → 2024-03-20
    New York, NY
    Philadelphia, PA
    New York, NY
    West Conshohocken, PA
  • 2008-02-29 → 2008-07-23
    Chase Investment Services Corp.
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-11
S65 Uniform Investment Adviser Law Examination 2008-02-25
S63 Uniform Securities Agent State Law Examination 2005-07-19
  • S66 Uniform Combined State Law Examination
    2017-12-11
  • S65 Uniform Investment Adviser Law Examination
    2008-02-25
  • S63 Uniform Securities Agent State Law Examination
    2005-07-19
Other Names
  • Oluseye A Efunnuga
  • Shaye A Efunnuga

View on SEC IAPD

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