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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-09 |
Branch Locations
434 N. Loop 1604 West Suite 2203, San Antonio , TX 78232 • United States
4500 N 10Th Street 220 [Satellite], Mcallen, TX 78504 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mcallen | TX | 09/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mcallen | TX | 11/2016 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | San Antonio | TX | 06/2023 | Present |
HARLINGEN HIGH SCHOOL GIRLS SOCCER BOOSTER, INV. RELATED, HARLINGEN, TX, TREASURER, START 6/27/2023, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, COLLECTING AND DEPOSITING FUNDS, DOCUMENTING INCOMING FUNDS AND EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-20 |
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