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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Gulf Coast University | Fort Myers | FL | 08/2021 | Present |
| Unemployed | Carlsbad | CA | 01/2014 | 08/2021 |
| Lpl Financial Llc | Estero | FL | 04/2025 | Present |
| Pickle Ball Instructor | Estero | GA | 04/2025 | Present |
1 - 04/2025 - pickle ball instructor - Outside/W-2 Employment - Not Inv Related - 20 Hours/Month - FL 33928 - OBA Start Date: 04/01/2025. 2 - 04/2025 - WRI Investments - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2025-05-27 |
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