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Dominic Mangiola

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Findlay, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-08-04
  • OH RA
    APPROVED
    Since 2025-08-04

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

127 E Main Cross St, Findlay, OH 45840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Findlay OH 04/2025 Present
Sutton Bank Attica OH 05/2022 03/2025
Sutton Bank Attica OH 05/2021 08/2021
Tiffin Metal Products Tiffin OH 05/2020 08/2020
Arizona State University Tempe AZ 08/2019 12/2022
Calvert High School Tiffin OH 08/2015 05/2019
Bank Of America N.A. Findlay OH 05/2025 Present
  • 04/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Findlay, OH
  • 05/2022 → 03/2025
    Sutton Bank
    Attica, OH
  • 05/2021 → 08/2021
    Sutton Bank
    Attica, OH
  • 05/2020 → 08/2020
    Tiffin Metal Products
    Tiffin, OH
  • 08/2019 → 12/2022
    Arizona State University
    Tempe, AZ
  • 08/2015 → 05/2019
    Calvert High School
    Tiffin, OH
  • 05/2025 → Present
    Bank Of America N.A.
    Findlay, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-01
  • S66 Uniform Combined State Law Examination
    2025-08-01

View on SEC IAPD

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