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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-15 |
| CT | RA | APPROVED | 2025-11-11 |
Branch Locations
555 Long Wharf Dr 9Th Fl, New Haven, CT 06511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | New Haven | CT | 07/2025 | Present |
| Viking Construction, Inc / Hathaway Property Management, Inc | Bridgeport | CT | 06/2018 | 07/2025 |
| Compass Corporate Housing, Llc | Stamford | CT | 10/2011 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-11 |
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