Mehdy Sebastian Forootan Flores

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-07-29

FL RA
APPROVED

Since 2025-07-29

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Orlando	FL	05/2025	Present
N/A	Saint Cloud	FL	12/2024	04/2025
Banrio Casa De Valores	Guayaquil		10/2023	11/2024
3F Arq + Const	Machala		06/2021	09/2023
Banrio Casa De Valores	Guayaquil		12/2017	06/2021
N/A	Guayaquil		03/2014	11/2017

05/2025 → Present

Charles Schwab & Co., Inc.

Orlando, FL
12/2024 → 04/2025

N/A

Saint Cloud, FL
10/2023 → 11/2024

Banrio Casa De Valores

Guayaquil
06/2021 → 09/2023

3F Arq + Const

Machala
12/2017 → 06/2021

Banrio Casa De Valores

Guayaquil
03/2014 → 11/2017

N/A

Guayaquil

Other Businesses

1) S&M SYNERGY GROUP LLC | Investment Related:No|5053 hartwell ct |Saint Cloud|FL|34771|US|Real Estate (Non-Agent/Broker)|N/A|8/25/2025|Less than 20|0|My role in this LLC is entirely passive, and I do not participate in day to day operations or decision making

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-26

S66 Uniform Combined State Law Examination

2025-07-26

Other Names

Mehdy Forootan
Mehdy Sebastian Forootan

View on SEC IAPD