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1820 Lancaster St, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lombard Securities Incoporated | Jennings | LA | 02/2025 | Present |
| Pimco Funds | Austin | TX | 07/2022 | 01/2025 |
| Sonnier Financial | Jennings | LA | 03/2020 | 08/2021 |
| Tulane University | New Orleans | LA | 09/2021 | 06/2022 |
| University Of Lafayette | Lafayette | LA | 01/2018 | 08/2021 |
| Drago's | Lafayette | LA | 07/2018 | 01/2019 |
| Notre Dame High School | Crowley | LA | 01/2015 | 01/2018 |
| Lombard Advisers Incorporated | Jennings | LA | 05/2025 | Present |
Beginning, February 2025, associated with Sonnier Financial, Inc. (DBA of Lombard Securities Incorporated), 115 W Nezpique, Jennings, LA 70546. Sonnier Financial, Inc. was originally established in March of 1995.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-12 |
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