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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-09-24 |
Branch Locations
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
500 Colonial Promenade Pkwy, Alabaster, AL 35007 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 04/2025 | Present |
| Wells Fargo Bank, Na | Birmingham | AL | 08/2022 | Present |
| On Top Freight | Chicago | IL | 09/2021 | 08/2022 |
| Bbva | Dallas | TX | 11/2019 | 09/2021 |
| Freedom Chevrolet | Dallas | TX | 03/2019 | 11/2019 |
| Gateway Buick Gmc | Dallas | TX | 11/2016 | 11/2019 |
UBER; NOT INV RELATED; SAN FRANCISCO, CA; DRIVER; 07/2025; 50 HOURS PER MONTH; 0 DURING TRADING; PROVIDE MEANS OF TRAVEL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-01 |
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