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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-11-05
  • NH RA
    APPROVED
    Since 2025-11-05

Branch Locations

19 Morgan Drive, Lebanon, NH 03766 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tsswmm Financial Group Lebanon NH 06/2025 Present
Novo Nordisk West Lebanon NH 05/2023 09/2023
Sherwin-Williams Saratoga Springs NY 06/2022 08/2022
Family Dollar Dekalb Junction NY 05/2021 08/2021
Clarkson University Reh School Of Business Potsdam NY 08/2024 05/2025
Skidmore College Scribner Library Saratoga Springs NY 01/2022 05/2024
Skidmore College Dining Services Saratoga Springs NY 08/2020 12/2021
Skidmore College Department Of International Affairs Saratoga Springs NY 08/2023 05/2024
Avantax Investment Services Inc Lebanon NH 08/2025 09/2025
Avantax Advisory Services Lebanon NH 08/2025 09/2025
Hermon-Dekalb Central School De Kalb Junction NY 08/2006 06/2020
Skidmore College Saratoga Springs NY 08/2020 05/2024
Clarkson University Potsdam NY 08/2024 05/2025
Unemployed Hermon NY 07/2020 08/2020
Unemployed Hermon NY 05/2024 08/2024
Cetera Wealth Services, Llc Lebanon NH 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Tswm Advisory Group Lebanon NH 02/2026 Present
  • 06/2025 → Present
    Tsswmm Financial Group
    Lebanon, NH
  • 05/2023 → 09/2023
    Novo Nordisk
    West Lebanon, NH
  • 06/2022 → 08/2022
    Sherwin-Williams
    Saratoga Springs, NY
  • 05/2021 → 08/2021
    Family Dollar
    Dekalb Junction, NY
  • 08/2024 → 05/2025
    Clarkson University Reh School Of Business
    Potsdam, NY
  • 01/2022 → 05/2024
    Skidmore College Scribner Library
    Saratoga Springs, NY
  • 08/2020 → 12/2021
    Skidmore College Dining Services
    Saratoga Springs, NY
  • 08/2023 → 05/2024
    Skidmore College Department Of International Affairs
    Saratoga Springs, NY
  • 08/2025 → 09/2025
    Avantax Investment Services Inc
    Lebanon, NH
  • 08/2025 → 09/2025
    Avantax Advisory Services
    Lebanon, NH
  • 08/2006 → 06/2020
    Hermon-Dekalb Central School
    De Kalb Junction, NY
  • 08/2020 → 05/2024
    Skidmore College
    Saratoga Springs, NY
  • 08/2024 → 05/2025
    Clarkson University
    Potsdam, NY
  • 07/2020 → 08/2020
    Unemployed
    Hermon, NY
  • 05/2024 → 08/2024
    Unemployed
    Hermon, NY
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Lebanon, NH
  • 09/2025 → Present
    Schaumburg, IL
  • 02/2026 → Present
    Tswm Advisory Group
    Lebanon, NH
Other Businesses

1) TSSWMM Financial Group; Client Services Assistant; TSSWMM Financial Group provides legacy planning, wealth management, investment services, retirement planning, business consulting, and insurance. ; IR; 160; 130; 06/09/2025; 19 Morgan Drive Lebanon NH 03766; My top five job responsibilities are answering the phone, directing calls, scheduling meetings with clients, performing office tasks like scanning documents, and updating client information as directed by the financial professionals at my firm. 2) NAME OF OTHER BUSINESS: TSWM ADVISORY GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-05
  • S66 Uniform Combined State Law Examination
    2025-11-05
Other Names
  • Leah French

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