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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tsswmm Financial Group | Lebanon | NH | 06/2025 | Present |
| Novo Nordisk | West Lebanon | NH | 05/2023 | 09/2023 |
| Sherwin-Williams | Saratoga Springs | NY | 06/2022 | 08/2022 |
| Family Dollar | Dekalb Junction | NY | 05/2021 | 08/2021 |
| Clarkson University Reh School Of Business | Potsdam | NY | 08/2024 | 05/2025 |
| Skidmore College Scribner Library | Saratoga Springs | NY | 01/2022 | 05/2024 |
| Skidmore College Dining Services | Saratoga Springs | NY | 08/2020 | 12/2021 |
| Skidmore College Department Of International Affairs | Saratoga Springs | NY | 08/2023 | 05/2024 |
| Avantax Investment Services Inc | Lebanon | NH | 08/2025 | 09/2025 |
| Avantax Advisory Services | Lebanon | NH | 08/2025 | 09/2025 |
| Hermon-Dekalb Central School | De Kalb Junction | NY | 08/2006 | 06/2020 |
| Skidmore College | Saratoga Springs | NY | 08/2020 | 05/2024 |
| Clarkson University | Potsdam | NY | 08/2024 | 05/2025 |
| Unemployed | Hermon | NY | 07/2020 | 08/2020 |
| Unemployed | Hermon | NY | 05/2024 | 08/2024 |
| Cetera Wealth Services, Llc | Lebanon | NH | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Tswm Advisory Group | Lebanon | NH | 02/2026 | Present |
1) TSSWMM Financial Group; Client Services Assistant; TSSWMM Financial Group provides legacy planning, wealth management, investment services, retirement planning, business consulting, and insurance. ; IR; 160; 130; 06/09/2025; 19 Morgan Drive Lebanon NH 03766; My top five job responsibilities are answering the phone, directing calls, scheduling meetings with clients, performing office tasks like scanning documents, and updating client information as directed by the financial professionals at my firm. 2) NAME OF OTHER BUSINESS: TSWM ADVISORY GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-05 |
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