David Ross Ettingoff

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Radnor, PA
• 11/2016 → 04/2019
  Wells Fargo Clearing Services, Llc
  Radnor, PA
• 04/2019 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 04/2019 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2014-08-08 → 2019-05-01
  Wells Fargo Clearing Services, Llc
  Radnor, PA

Other Businesses

1) PERE Analytics, LLC - Consulting with a real estate private equity firm for approximately 10 hours per week for the purpose of improving their Excel models/templates (LLC formed on April 29, 2019) 2) DBA - Ettingoff Wealth Management; investment related; 1119 King of Prussia Road Wayne PA 19087; DBA for investment, securities & fixed insurance business. 3) Trustee on Family Trust

Exams

• S66 Uniform Combined State Law Examination
  2014-08-08

Designations

• Chartered Financial Analyst

Other Names

• David R Ettingoff