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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-06
MD RA APPROVED 2025-10-08
  • TX RA
    APPROVED
    Since 2026-07-06
  • MD RA
    APPROVED
    Since 2025-10-08

Branch Locations

2101 Gaither Rd Suite 600, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 04/2025 Present
Unemployed Rockville MD 02/2025 04/2025
Woodmac, Inc. Gaithersburg MD 02/2023 02/2025
Unemployed Brookeville MD 09/2022 02/2023
Long Home Products Savage MD 03/2022 09/2022
Home Tech Exterior Rockville MD 05/2021 03/2022
Full-Time Student - University Of South Carolina Columbia SC 08/2016 05/2021
Brookeville Beer Farm Brookeville MD 02/2021 05/2021
Grillmarx Olney MD 06/2018 08/2018
Hornets Nest Grille Damascus MD 06/2017 08/2017
Financial Advantage Associates Rockville MD 04/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2025 Present
  • 04/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2025 → 04/2025
    Unemployed
    Rockville, MD
  • 02/2023 → 02/2025
    Woodmac, Inc.
    Gaithersburg, MD
  • 09/2022 → 02/2023
    Unemployed
    Brookeville, MD
  • 03/2022 → 09/2022
    Long Home Products
    Savage, MD
  • 05/2021 → 03/2022
    Home Tech Exterior
    Rockville, MD
  • 08/2016 → 05/2021
    Full-Time Student - University Of South Carolina
    Columbia, SC
  • 02/2021 → 05/2021
    Brookeville Beer Farm
    Brookeville, MD
  • 06/2018 → 08/2018
    Grillmarx
    Olney, MD
  • 06/2017 → 08/2017
    Hornets Nest Grille
    Damascus, MD
  • 04/2025 → Present
    Financial Advantage Associates
    Rockville, MD
  • 10/2025 → Present
    Schaumburg, IL
Other Businesses

1. Name of other business: Financial Advantage Associates Investment related: Yes Address: Same as registered location Nature of business: Financial Services Start Date: 04/2025 Apx number of hours per week:40 Apx number of hours during trading hours:40 Position/title/relationship: Financial Professional Brief description of duties: Providing Financial Services 2. Name of other business: Fixed insurance Investment related: Yes Address: Same as registered location Nature of business: Fixed Insurance Start Date: 03/2025 Apx number of hours per week: 1 Apx number of hours during trading hours: 0 Position/title/relationship: Insurance Agent Brief description of duties: Insurance Sales and Service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-01
  • S66 Uniform Combined State Law Examination
    2025-10-01
Other Names
  • Gavin Rickert

View on SEC IAPD

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