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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-09-26 |
Branch Locations
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
6391 Cottage Hill Rd, Mobile, AL 36609 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Mobile | AL | 04/2025 | Present |
| Wells Fargo Bank, Na | Mobile | AL | 08/2021 | Present |
| Cpsi | Mobile | AL | 08/2018 | 08/2021 |
| Elite Residential | Mobile | AL | 02/2021 | Present |
| Bbva | Mobile | AL | 02/2018 | 06/2018 |
| Woodforest Bank | Saraland | AL | 02/2016 | 02/2018 |
Elite Residential; non-investment related; Mobile, AL; provides in home care for mental health clients; care provider; Start Date: 02/2021; 48 hours per month; 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2025-08-01 |
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