Richard Eric Peterson

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-05-29

NJ RA
APPROVED

Since 2025-05-29

Branch Locations

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Maplewood	NJ	06/2023	Present
Delbarton School	Morristown	NJ	09/2013	06/2023
Lpl Enterprise Llc	Basking Ridge	NJ	04/2025	Present

06/2023 → Present

Self Employed

Maplewood, NJ
09/2013 → 06/2023

Delbarton School

Morristown, NJ
04/2025 → Present

Lpl Enterprise Llc

Basking Ridge, NJ

Other Businesses

1. 03/20/2025 - Independent Private Tutor - Teacher Paid by School or University - Non Inv Related - Maplewood, NJ - Start Date 06/05/2023 - 20hrs/MTH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-27

S66 Uniform Combined State Law Examination

2025-05-27

Other Names

Rich Peterson

View on SEC IAPD