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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-04-15
  • IA RA
    APPROVED
    Since 2026-04-15

Branch Locations

4807 University Ave Ste 201, Cedar Falls, IA 50613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sams Club Waterloo IA 07/2016 11/2016
University Of Northern Iowa Cedar Falls IA 01/2017 12/2019
Collins Community Credit Union Cedar Falls IA 01/2020 08/2020
Social Security Administration Waterloo IA 09/2020 03/2021
Self Employed- Farmed Waverly IA 03/2021 03/2022
Lpl Enterprise Llc St Louis Park MN 04/2025 04/2026
One Main Financial Cedar Falls IA 03/2022 08/2022
Wells Fargo Waterloo IA 08/2022 04/2025
Principle Life Insurance Company Cedar Falls IA 04/2026 Present
Principal Securities, Inc. Cedar Falls IA 04/2026 Present
  • 07/2016 → 11/2016
    Sams Club
    Waterloo, IA
  • 01/2017 → 12/2019
    University Of Northern Iowa
    Cedar Falls, IA
  • 01/2020 → 08/2020
    Collins Community Credit Union
    Cedar Falls, IA
  • 09/2020 → 03/2021
    Social Security Administration
    Waterloo, IA
  • 03/2021 → 03/2022
    Self Employed- Farmed
    Waverly, IA
  • 04/2025 → 04/2026
    St Louis Park, MN
  • 03/2022 → 08/2022
    One Main Financial
    Cedar Falls, IA
  • 08/2022 → 04/2025
    Wells Fargo
    Waterloo, IA
  • 04/2026 → Present
    Principle Life Insurance Company
    Cedar Falls, IA
  • 04/2026 → Present
    Cedar Falls, IA
Previous Registrations
Other Businesses

**INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/16/2026 ADDRESS: 4807 University Ave Ste 201, Cedar Falls IA 50613, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **WILLOW ROCK INVESTMENTS POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 2425 Fairview Avenue, Waverly IA 50677, United States DESCRIPTION: Owner of family farm. We deal mostly with livestock and other agricultural items. **BERKSHIRE HATHAWAY POSITION: Agent NATURE: Real Estate Sales/Broker INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/10/2023 ADDRESS: 2425 Fairview Avenue, Waverly IA 50677, United States DESCRIPTION: I hold a real estate license. I am not actively assisting clients in any compacity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-12
  • S66 Uniform Combined State Law Examination
    2025-11-12

View on SEC IAPD

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