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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Age Of Learning Inc. | Glendale | CA | 01/2020 | 12/2023 |
| Murdock Hyundai Of Murray | Murray | UT | 04/2024 | 07/2024 |
| Trendy Siblings | Dallas | TX | 01/2024 | Present |
| Edgeworks Entertainment. | Los Angeles | CA | 01/2018 | 01/2020 |
| Augmentium Inc. | Pasadeba | CA | 01/2015 | 12/2017 |
| Lpl Financial | Kaysville | UT | 05/2025 | Present |
1. US Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - Glendale, CA 91203 -Start Date: 5/6/2025 - 160 Hrs/Mth - 40 Hrs During Trading - Time Spent:100 2. Trendysibling llc - Business Owner - Not Investment Related - Dallas, TX 75234 -Start Date: 10/21/2024 - 5 Hrs/Mth - 0 Hrs During Trading - Time Spent: 0 3. Nmilam, inc. - Business Owner - Not Investment Related - Kaysville UT 84037 - Start Date: 01/20/2017 - 2 Hrs/Mth - 0 Hrs During Trading - Time Spent: 2 4. Rental Property - Real Estate Rental - Investment Related - Pocatello, ID 83201-4711 - Start Date: 06/20/2022 - 1 Hrs/Mth - 0 Hrs During Trading - Time Spent: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-27 |
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