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Andrew D Schumont

Mai Capital Management, LLC

Cleveland, OH

Mill Valley, CA

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-04
TX RA APPROVED 2025-12-03
  • CA RA
    APPROVED
    Since 2025-12-04
  • TX RA
    APPROVED
    Since 2025-12-03

Branch Locations

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Mill Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Jacksonville FL 04/2007 10/2022
Fidelity Personal And Workplace Advisors Boston MA 07/2018 10/2022
Neuberger Berman San Francisco CA 11/2022 12/2025
Mai Capital Management, Llc Cleveland OH 12/2025 Present
  • 04/2007 → 10/2022
    Fidelity Investments
    Jacksonville, FL
  • 07/2018 → 10/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 11/2022 → 12/2025
    Neuberger Berman
    San Francisco, CA
  • 12/2025 → Present
    Mai Capital Management, Llc
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-26
S63 Uniform Securities Agent State Law Examination 2006-03-31
  • S66 Uniform Combined State Law Examination
    2007-07-26
  • S63 Uniform Securities Agent State Law Examination
    2006-03-31
Designations

View on SEC IAPD

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FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
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VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
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W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
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