James P Dematteo

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2026-05-04
WY	RA	APPROVED	2026-01-21
GA	RA	APPROVED	2022-08-12
ME	RA	APPROVED	2022-06-01
MA	RA	APPROVED	2021-12-15
NC	RA	APPROVED	2021-12-07
SC	RA	APPROVED	2021-06-09
NY	RA	APPROVED	2021-04-16
CO	RA	APPROVED	2020-07-13
CA	RA	APPROVED	2020-04-14
CT	RA	APPROVED	2019-08-17
VA	RA	APPROVED	2018-08-14
FL	RA	APPROVED	2018-04-09
OH	RA	APPROVED	2017-02-16
TX	RA	APPROVED	2014-05-01
PA	RA	APPROVED	2013-01-29
NJ	RA	APPROVED	2008-01-10

DE RA
APPROVED

Since 2026-05-04
WY RA
APPROVED

Since 2026-01-21
GA RA
APPROVED

Since 2022-08-12
ME RA
APPROVED

Since 2022-06-01
MA RA
APPROVED

Since 2021-12-15
NC RA
APPROVED

Since 2021-12-07
SC RA
APPROVED

Since 2021-06-09
NY RA
APPROVED

Since 2021-04-16
CO RA
APPROVED

Since 2020-07-13
CA RA
APPROVED

Since 2020-04-14
CT RA
APPROVED

Since 2019-08-17
VA RA
APPROVED

Since 2018-08-14
FL RA
APPROVED

Since 2018-04-09
OH RA
APPROVED

Since 2017-02-16
TX RA
APPROVED

Since 2014-05-01
PA RA
APPROVED

Since 2013-01-29
NJ RA
APPROVED

Since 2008-01-10

Branch Locations

101 Crawfords Corner Road Suite 2405, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Guardian Life Ins. Co.	Cranford	NJ	02/2006	08/2023
Park Avenue Securities	Cranford	NJ	03/2006	08/2023
Guardian Life Insurance Company	Holmdel	NJ	08/2023	Present
Park Avenue Securities	Holmdel	NJ	08/2023	Present

02/2006 → 08/2023

The Guardian Life Ins. Co.

Cranford, NJ
03/2006 → 08/2023

Park Avenue Securities

Cranford, NJ
08/2023 → Present

Guardian Life Insurance Company

Holmdel, NJ
08/2023 → Present

Park Avenue Securities

Holmdel, NJ

Other Businesses

1. Insurance products offered outside of Guardian Life Insurance Company of America-Products outside of Guardian Life to implement strategies used for client planning. , Start: 04/06/2006, Address: 101 Crawfords Corner Rd, Suite 2405, Holmdel, NJ 07733, 20 total hours per month; 10 during securities trading hours, Investment related, Less than 10% annual compensation, 2) JPD Financial, LLC-S-corp for business income and accounting, Start: 02/14/2022, Address: 15 Waterford Way, Lincroft NJ 07738, 1 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 3) 206 Kearney, LLC-entity is being used to purchase an investment property, Start: 06/18/2024, Address: 206 Kearney Ave Seaside heights, NJ 08751, 3 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-17
S63	Uniform Securities Agent State Law Examination	2005-08-31

S65 Uniform Investment Adviser Law Examination

2007-08-17
S63 Uniform Securities Agent State Law Examination

2005-08-31

Designations

Certified Financial Planner

Other Names

James Dematteo

View on SEC IAPD