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Maria Nguyen

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-08
  • NC RA
    APPROVED
    Since 2025-10-08

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Charlotte NC 07/2025 Present
Vcu Financial Success Center Richmond VA 02/2023 05/2025
Vcu Investment Management Company Richmond VA 05/2024 12/2024
Self-Employed; Online Fitness Coaching Remote VA 11/2023 Present
Full-Time Student At Vcu Richmond VA 08/2021 05/2025
Vector Marketing Fairfax VA 06/2022 08/2022
Lifetime Fitness Ashburn VA 08/2020 08/2021
Full Time Student Sterling VA 08/2007 05/2021
  • 07/2025 → Present
    Ubs Financial Services, Inc
    Charlotte, NC
  • 02/2023 → 05/2025
    Vcu Financial Success Center
    Richmond, VA
  • 05/2024 → 12/2024
    Vcu Investment Management Company
    Richmond, VA
  • 11/2023 → Present
    Self-Employed; Online Fitness Coaching
    Remote, VA
  • 08/2021 → 05/2025
    Full-Time Student At Vcu
    Richmond, VA
  • 06/2022 → 08/2022
    Vector Marketing
    Fairfax, VA
  • 08/2020 → 08/2021
    Lifetime Fitness
    Ashburn, VA
  • 08/2007 → 05/2021
    Full Time Student
    Sterling, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-08
  • S66 Uniform Combined State Law Examination
    2025-10-08

View on SEC IAPD

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