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Nicholas Marinelli

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albany, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-04-15
TX RA APPROVED 2026-01-14
NY RA APPROVED 2025-11-25
  • CT RA
    APPROVED
    Since 2026-04-15
  • TX RA
    APPROVED
    Since 2026-01-14
  • NY RA
    APPROVED
    Since 2025-11-25

Branch Locations

69 State St, Albany, NY 12207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Llc Kingston NY 04/2025 10/2025
Jpmorgan Chase Bank, N.A. Kingston NY 04/2025 10/2025
Jim Marinelli Contracting Llc Mahopac NY 01/2018 07/2018
Yext Manhattan NY 11/2017 12/2017
Jim Marinelli Contracting Llc Mahopac NY 09/2019 03/2025
Adp Stamford CT 08/2018 09/2019
Ups Yorktown NY 03/2018 03/2018
Unemployed Mahopac NY 04/2015 10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Troy NY 10/2025 Present
Siena College Siena NY 09/2013 05/2017
Bank Of America, N.A. Troy NY 12/2025 Present
  • 04/2025 → 10/2025
    J.P Morgan Securities Llc
    Kingston, NY
  • 04/2025 → 10/2025
    Jpmorgan Chase Bank, N.A.
    Kingston, NY
  • 01/2018 → 07/2018
    Jim Marinelli Contracting Llc
    Mahopac, NY
  • 11/2017 → 12/2017
    Yext
    Manhattan, NY
  • 09/2019 → 03/2025
    Jim Marinelli Contracting Llc
    Mahopac, NY
  • 08/2018 → 09/2019
    Adp
    Stamford, CT
  • 03/2018 → 03/2018
    Ups
    Yorktown, NY
  • 04/2015 → 10/2017
    Unemployed
    Mahopac, NY
  • 10/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Troy, NY
  • 09/2013 → 05/2017
    Siena College
    Siena, NY
  • 12/2025 → Present
    Bank Of America, N.A.
    Troy, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-24
S63 Uniform Securities Agent State Law Examination 2025-05-22
  • S66 Uniform Combined State Law Examination
    2025-10-24
  • S63 Uniform Securities Agent State Law Examination
    2025-05-22
Other Names
  • Nicholas J. Marinelli
  • Nicholas J Marinelli
  • Nicholas Marinelli

View on SEC IAPD

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Other Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
WELLS FARGO CLEARING SERVICES, LLC · ALBANY, NY

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