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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-07-31
GA RA APPROVED 2026-07-30
TX RA APPROVED 2025-11-05
  • VA RA
    APPROVED
    Since 2026-07-31
  • GA RA
    APPROVED
    Since 2026-07-30
  • TX RA
    APPROVED
    Since 2025-11-05

Branch Locations

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Houston TX 04/2025 Present
Flowers Baking Company Of Houston Houston TX 05/2005 04/2025
Agia Houston TX 04/2025 Present
  • 04/2025 → Present
    Houston, TX
  • 05/2005 → 04/2025
    Flowers Baking Company Of Houston
    Houston, TX
  • 04/2025 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 04/28/2025 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non- Securities Insuranceproducts for AGIA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-31
S63 Uniform Securities Agent State Law Examination 2025-08-29
  • S66 Uniform Combined State Law Examination
    2025-10-31
  • S63 Uniform Securities Agent State Law Examination
    2025-08-29

View on SEC IAPD

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