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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 04/2025 | Present |
| Unemployed | San Diego | CA | 02/2025 | 04/2025 |
| International Bipolar Foundation | San Diego | CA | 01/2023 | 02/2025 |
| Mavericks Beach Club | San Diego | CA | 03/2022 | 01/2023 |
| San Diego State University | San Diego | CA | 01/2022 | 05/2023 |
| Unemployed | Huntington Beach | CA | 10/2021 | 01/2022 |
| Unemployed | Huntington Beach | CA | 06/2021 | 09/2021 |
| The Beachcomber At Crystal Cove | Newport Coast | CA | 09/2021 | 10/2021 |
| San Diego State University | San Diego | CA | 08/2018 | 05/2021 |
| Bj's Restaurant And Brewhouse | La Jolla | CA | 12/2019 | 03/2020 |
| Pathways College Of Education | San Diego | CA | 10/2019 | 12/2019 |
| H&M | Huntington Beach | CA | 06/2019 | 07/2019 |
| Ocean View High School | Huntington Beach | CA | 09/2014 | 06/2018 |
| Unemployed | Huntington Beach | CA | 06/2018 | 08/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-25 |
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