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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Chicago | IL | 04/2025 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 04/2025 | Present |
| Protiviti | Chicago | IL | 07/2022 | 04/2025 |
| Echo Global Logistics | Chicago | IL | 06/2021 | 08/2021 |
| Indiana Department Of Transportation | Greenfield | IN | 05/2020 | 08/2020 |
| Frontier Jackson | Indianapolis | IN | 05/2018 | 08/2018 |
| Boombozz Craft Beer & Pizza | Carmel | IN | 05/2019 | 04/2021 |
| Woodland Country Club | Carmel | IN | 05/2017 | 08/2017 |
| Indiana University | Bloomington | IN | 08/2017 | 05/2022 |
| Brebeuf Jesuit Prepatory School | Indianapolis | IN | 08/2015 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-08 |
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