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Thomas Scotten Werner

Nuveen Asset Management, LLC

Chicago, IL

CRD 8072649

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Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-30
  • IL RA
    APPROVED
    Since 2025-06-30

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Chicago IL 04/2025 Present
Nuveen Asset Management, Llc Chicago IL 04/2025 Present
Protiviti Chicago IL 07/2022 04/2025
Echo Global Logistics Chicago IL 06/2021 08/2021
Indiana Department Of Transportation Greenfield IN 05/2020 08/2020
Frontier Jackson Indianapolis IN 05/2018 08/2018
Boombozz Craft Beer & Pizza Carmel IN 05/2019 04/2021
Woodland Country Club Carmel IN 05/2017 08/2017
Indiana University Bloomington IN 08/2017 05/2022
Brebeuf Jesuit Prepatory School Indianapolis IN 08/2015 05/2018
  • 04/2025 → Present
    Nuveen Securities, Llc
    Chicago, IL
  • 04/2025 → Present
    Chicago, IL
  • 07/2022 → 04/2025
    Protiviti
    Chicago, IL
  • 06/2021 → 08/2021
    Echo Global Logistics
    Chicago, IL
  • 05/2020 → 08/2020
    Indiana Department Of Transportation
    Greenfield, IN
  • 05/2018 → 08/2018
    Frontier Jackson
    Indianapolis, IN
  • 05/2019 → 04/2021
    Boombozz Craft Beer & Pizza
    Carmel, IN
  • 05/2017 → 08/2017
    Woodland Country Club
    Carmel, IN
  • 08/2017 → 05/2022
    Indiana University
    Bloomington, IN
  • 08/2015 → 05/2018
    Brebeuf Jesuit Prepatory School
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-08
  • S66 Uniform Combined State Law Examination
    2025-05-08
Other Names
  • Tom Werner
  • Thomas Werner

View on SEC IAPD

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