Joseph Parker Davies

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-05-15

TX RA
APPROVED

Since 2017-05-15

Branch Locations

Manchester-By-The Sea, MA • United States

301 Edgewater Place Suite 200, Wakefield, MA 01880 • United States

Manchester-By-The Sea, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Boston	MA	01/2015	03/2017
Massmutual Life Insurance Co	Wakefield	MA	07/2016	Present
Mml Investors Services, Llc	Wakefield	MA	03/2017	Present

01/2015 → 03/2017

Metlife Securities Inc.

Boston, MA
07/2016 → Present

Massmutual Life Insurance Co

Wakefield, MA
03/2017 → Present

Mml Investors Services, Llc

Wakefield, MA

Previous Registrations

2011-02-15 → 2018-04-05

Mariner

Overland Park,, KS

Boston, MA

Other Businesses

Name: Joseph Davies Inv rel: Y Add: 200 Clarendon Street 19th Fl Boston MA 02116 Nature: NonMMLIA Insurance Brokerage Position: Sales Start date: 08/29/2018 No. HR/MO: 3 No. HR/MO during sec trading: 3 Describe duties: Property/Casualty, group life, and group health

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-05-07

S63 Uniform Securities Agent State Law Examination

2007-05-07

Designations

Certified Financial Planner

View on SEC IAPD