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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-15
  • NY RA
    APPROVED
    Since 2025-12-15

Branch Locations

New York, NY • United States

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Citi Private Bank 388 Greenwich St. 30Th Fl., Ny, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi Bank New York CA 06/2024 08/2024
Tucci Boutique San Diego CA 04/2021 07/2021
Claremont Mckenna Claremont CA 08/2024 12/2024
Whiskey And Leather San Diego CA 05/2019 12/2020
Citi Bank New York NY 07/2025 Present
Horizon Prep Rancho Sante Fe CA 05/2015 05/2021
Claremont Mckenna College Claremont CA 08/2021 05/2025
  • 06/2024 → 08/2024
    Citi Bank
    New York, CA
  • 04/2021 → 07/2021
    Tucci Boutique
    San Diego, CA
  • 08/2024 → 12/2024
    Claremont Mckenna
    Claremont, CA
  • 05/2019 → 12/2020
    Whiskey And Leather
    San Diego, CA
  • 07/2025 → Present
    Citi Bank
    New York, NY
  • 05/2015 → 05/2021
    Horizon Prep
    Rancho Sante Fe, CA
  • 08/2021 → 05/2025
    Claremont Mckenna College
    Claremont, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-28
  • S66 Uniform Combined State Law Examination
    2025-10-28
Other Names
  • Helena Kathleen Macke
  • Helena Macke

View on SEC IAPD

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