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Kathleen Ann Vista

Ameriprise Financial Services, LLC

Seneca, SC

Fair Play, SC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-14
  • SC RA
    APPROVED
    Since 2026-01-14

Branch Locations

119A Professional Park Dr, Seneca, SC 29678-2558 • United States

Fair Play, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Seneca SC 04/2025 Present
Dogwood State Bank Walhalla SC 12/2024 04/2025
Once Upon A Child Murfreesboro TN 06/2022 09/2024
Mathnasium Math Learning Center Matthews NC 08/2019 01/2021
Searching For Employment During/After Move Charlotte NC 05/2019 08/2019
Wyzant Remote TN 09/2020 02/2024
Revente Luxury Resale Columbia SC 09/2018 05/2019
Charleston Animal Society Charleston SC 09/2017 10/2018
Searching For Employment During/After Move Fair Play SC 09/2024 12/2024
Sweetwater Pools Mount Pleasant SC 05/2016 09/2016
Summerville Family Ymca Summerville SC 07/2013 09/2017
University Of South Carolina Columbia SC 01/2016 05/2019
  • 04/2025 → Present
    Ameriprise Financial Services, Llc
    Seneca, SC
  • 12/2024 → 04/2025
    Dogwood State Bank
    Walhalla, SC
  • 06/2022 → 09/2024
    Once Upon A Child
    Murfreesboro, TN
  • 08/2019 → 01/2021
    Mathnasium Math Learning Center
    Matthews, NC
  • 05/2019 → 08/2019
    Searching For Employment During/After Move
    Charlotte, NC
  • 09/2020 → 02/2024
    Wyzant
    Remote, TN
  • 09/2018 → 05/2019
    Revente Luxury Resale
    Columbia, SC
  • 09/2017 → 10/2018
    Charleston Animal Society
    Charleston, SC
  • 09/2024 → 12/2024
    Searching For Employment During/After Move
    Fair Play, SC
  • 05/2016 → 09/2016
    Sweetwater Pools
    Mount Pleasant, SC
  • 07/2013 → 09/2017
    Summerville Family Ymca
    Summerville, SC
  • 01/2016 → 05/2019
    University Of South Carolina
    Columbia, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-05
  • S66 Uniform Combined State Law Examination
    2026-01-05
Other Names
  • Kathleen Ann Zanghi

View on SEC IAPD

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Other Offices

IQ CAPITAL STRATEGY LLC · SENECA, SC
OSAIC ADVISORY SERVICES, LLC · Seneca, SC
WELLS FARGO CLEARING SERVICES, LLC · SENECA, SC
EDWARD JONES · SENECA, SC
EDWARD JONES · SENECA, SC
CETERA INVESTMENT ADVISERS LLC · SENECA, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Seneca, SC
WELLS FARGO CLEARING SERVICES, LLC · SENECA, SC

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