Thomas Fisher

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
E*Trade Capital Management, Llc	Costa Mesa	CA	02/2013	02/2020
E*Trade Securities Llc	Costa Mesa	CA	02/2013	02/2020
E*Trade Securities Llc	Santa Ana	CA	02/2020	01/2022
E*Trade Capital Management, Llc	Irvine	CA	02/2020	01/2022
Fidelity Investments	Newport Beach	CA	02/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

2022-03-03 → 2025-03-31

Fidelity Personal And Workplace Advisors

Newport Beach, CA
2013-03-12 → 2022-02-07

Harrisdirect Llc

Arlington, VA

Costa Mesa, CA

Santa Ana, CA

Irvine, CA
2012-06-28 → 2012-12-20

Raymond James Financial Services Advisors, Inc

Newport Beach, CA
2010-05-14 → 2011-08-02

Cuna Brokerage Services, Inc.

Cerritos, CA

Santa Ana, CA

Downey, CA

Torrance, CA
2007-11-30 → 2009-04-20

Citigroup Global Markets Inc.

Los Angeles, CA
2005-10-24 → 2007-07-19

Wells Fargo Investments, Llc

San Francisco, CA

Berkeley, CA

San Francisco, CA

Berkeley, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-21