Best Investors Account Sign in
Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-04-30
TX RA APPROVED 2025-04-30
  • IL RA
    APPROVED
    Since 2025-04-30
  • TX RA
    APPROVED
    Since 2025-04-30

Branch Locations

Austin, TX • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 03/2025 Present
First Trust Advisors L.P. Wheaton IL 03/2025 Present
Flynn'S Bins Margate City NJ 03/2012 03/2025
High Lantern Group Wayne PA 05/2023 08/2023
  • 03/2025 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 03/2025 → Present
    Wheaton, IL
  • 03/2012 → 03/2025
    Flynn'S Bins
    Margate City, NJ
  • 05/2023 → 08/2023
    High Lantern Group
    Wayne, PA
Other Businesses

OTHER BUSINESS NAME: FLYNN'S BINS. LOCATION: MARGATE CITY, NJ. NATURE OF BUSINESS: GARBAGE BIN RENTAL SERVICE. POSITION OR TITLE: FORMER MANAGER. RESPONSIBILITIES: ANSWERING SOME BRIEF QUESTIONS FOR THE NEW MANAGER. START DATE: MAR 01, 2012. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-20
  • S66 Uniform Combined State Law Examination
    2025-03-20

View on SEC IAPD

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor