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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prairie Plans Asset Management | Spencer | IA | 04/2025 | Present |
| Family Ymca Of Black Hawk County | Waterloo | IA | 09/2024 | 05/2025 |
| Jacobsma Siding, Gutters, & General Contracting | Lake Park | IA | 06/2024 | 08/2024 |
| Family Ymca Of Black Hawk County | Waterloo | IA | 02/2024 | 05/2024 |
| Full-Time Education | Cedar Falls | IA | 09/2023 | 01/2024 |
| Jacobsma Siding, Gutters, & General Contracting | Lake Park | IA | 06/2023 | 08/2023 |
| Full-Time Education | Cedar Falls | IA | 09/2022 | 05/2023 |
| Jacobsma Siding, Gutters, & General Contracting | Lake Park | IA | 06/2022 | 08/2022 |
| Full-Time Education | Lake Park | IA | 09/2021 | 05/2022 |
| Brownmed | Spirit Lake | IA | 06/2021 | 08/2021 |
| Full-Time Education | Lake Park | IA | 09/2020 | 05/2021 |
| Brownmed | Spirit Lake | IA | 06/2020 | 08/2020 |
| Full-Time Education | Lake Park | IA | 09/2019 | 05/2020 |
| Unemployed | Lake Park | IA | 06/2019 | 08/2019 |
| Full-Time Education | Lake Park | IA | 09/2018 | 05/2019 |
| Unemployed | Lake Park | IA | 06/2018 | 08/2018 |
| Full-Time Education | Lake Park | IA | 09/2017 | 05/2018 |
| Unemployed | Lake Park | IA | 06/2017 | 08/2017 |
| Full-Time Education | Lake Park | IA | 09/2016 | 05/2017 |
| Lpl Financial Llc | Spencer | IA | 04/2025 | Present |
1. 07/2025 - Prairie Plans Asset Management - DBA for LPL Business (entity for LPL business) - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 08/05/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-12 |
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