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Sean Michael Maloon

California Financial Advisors

San Ramon, CA

CRD 8070135

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Employer firm

California Financial Advisors CRD 110152

$2.26B regulatory AUM 1,525 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
California Financial Advisors

12657 Alcosta Blvd Suite 470, San Ramon, CA 94583 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-05
  • CA RA
    APPROVED
    Since 2025-05-05

Branch Locations

12657 Alcosta Blvd Suite 470, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
California Financial Advisors San Ramon CA 07/2023 Present
Indus Growth Fund Atlanta GA 01/2023 06/2023
California Financial Advisors San Roman CA 07/2022 08/2022
Friday Night Lights San Luis Obispo CA 09/2020 06/2023
California Polytechnic University San Luis Obispo CA 09/2018 06/2023
Monte Vista Danville CA 08/2013 06/2018
  • 07/2023 → Present
    California Financial Advisors
    San Ramon, CA
  • 01/2023 → 06/2023
    Indus Growth Fund
    Atlanta, GA
  • 07/2022 → 08/2022
    California Financial Advisors
    San Roman, CA
  • 09/2020 → 06/2023
    Friday Night Lights
    San Luis Obispo, CA
  • 09/2018 → 06/2023
    California Polytechnic University
    San Luis Obispo, CA
  • 08/2013 → 06/2018
    Monte Vista
    Danville, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-05
  • S65 Uniform Investment Adviser Law Examination
    2025-05-05

View on SEC IAPD

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BROOKER WEALTH MANAGEMENT · San Ramon, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · San Ramon, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · San Ramon, CA

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