Lawrence A Jones

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-04-03
TX	RA	APPROVED	2025-04-03

CA RA
APPROVED

Since 2025-04-03
TX RA
APPROVED

Since 2025-04-03

Branch Locations

Los Angeles, CA • United States

45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rockefeller Financial Llc	Los Angeles	CA	09/2023	Present
Fox Inc.	Los Angeles	CA	06/2013	06/2023

09/2023 → Present

Rockefeller Financial Llc

Los Angeles, CA
06/2013 → 06/2023

Fox Inc.

Los Angeles, CA

Other Businesses

LAJ Consulting Company, LLC I am the sole employee and President Los Angeles Ca 90025 3 of my clients are interested in my advice regarding introducing them to people in the sports industry to help grow their businesses. One client is a major University interesting in my advice regarding that evolving world of college sports. My other client has me sitting on the board of a new spring professional football league

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-02-10

S65 Uniform Investment Adviser Law Examination

2025-02-10

View on SEC IAPD