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Santiago Manuel Garza

Alterna Wealth Management, Inc.

Houston, TX

CRD 8069749

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Employer firm

Alterna Wealth Management, Inc. CRD 146153

$1.40B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Alterna Wealth Management, Inc.

2800 Post Oak Blvd Suite 6300, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-20
  • TX RA
    APPROVED
    Since 2025-11-20

Branch Locations

2800 Post Oak Blvd Suite 6300, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alterna Securities, Inc. Houston TX 04/2025 Present
Obra D. Tompkins High School Katy TX 08/2016 05/2020
Lonestar Community College Cypress TX 08/2020 05/2022
University Of Houston Houston TX 08/2022 12/2024
Popeyes Louisiana Kitchen Katy TX 08/2024 03/2025
Alterna Wealth Management, Inc. Houston TX 10/2025 Present
  • 04/2025 → Present
    Alterna Securities, Inc.
    Houston, TX
  • 08/2016 → 05/2020
    Obra D. Tompkins High School
    Katy, TX
  • 08/2020 → 05/2022
    Lonestar Community College
    Cypress, TX
  • 08/2022 → 12/2024
    University Of Houston
    Houston, TX
  • 08/2024 → 03/2025
    Popeyes Louisiana Kitchen
    Katy, TX
  • 10/2025 → Present
    Houston, TX
Other Businesses

1. Entity Name: Alterna Insurance Address: 2800 Post Oak Blvd Ste 6300, Houston, TX 77056 Nature of Business: Independent insurance sales of fixed life insurance products. Investment Related: Yes Position/Title: Insurance Agent / Producer Start Date: 4/1/2026 Approximate Hours Per Month: 20 Hours During Securities Trading Hours: 5 Duties/Responsibilities: Selling fixed life insurance policies. Responsible for client needs analysis, policy illustrations, application processing, and policy delivery.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-20
  • S66 Uniform Combined State Law Examination
    2025-11-20

View on SEC IAPD

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