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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-08 |
| AZ | RA | APPROVED | 2025-11-04 |
| WA | RA | APPROVED | 2024-12-12 |
Branch Locations
E 12005 Sprague Avenue, Spokane Valley, WA 99206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Bernardino | CA | 10/2012 | 08/2022 |
| Jpmorgan Chase Bank, N.A. | Spokane | WA | 05/2011 | Present |
| J.P. Morgan Securities Llc | Spokane | WA | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-17 |
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