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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-07 |
| CA | RA | APPROVED | 2026-04-28 |
Branch Locations
800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Las Vegas | NV | 03/2025 | 05/2025 |
| Kevin Le Sole Proprietor | Las Vegas | NV | 01/2017 | 02/2025 |
| Humana Inc | Lousiville | KY | 07/2023 | 10/2023 |
| Velosio Llc | Dublin | OH | 08/2022 | 08/2023 |
| Argano Llc | Plano | TX | 04/2019 | 08/2022 |
| Tesla | Costa Mesa | CA | 08/2017 | 12/2018 |
| Boost Health Insurance | Huntington Beach | CA | 02/2015 | 08/2017 |
| Ameriprise Financial Services, Llc | Las Vegas | NV | 09/2025 | 04/2026 |
| First American Trust, Fsb | Las Vegas | NV | 05/2025 | 08/2025 |
| Morgan Stanley | Newport Beach | CA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-20 |
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