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Luke Matthew Andrews

Rbc Capital Markets, LLC

Tacoma, WA

Tacoma, WA

CRD 8069242

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-26
WA RA APPROVED 2025-05-30
  • TX RA
    APPROVED
    Since 2025-06-26
  • WA RA
    APPROVED
    Since 2025-05-30

Branch Locations

Tacoma, WA • United States

1201 Pacific Ave. Suite 1500, Tacoma, WA 98402-4322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Tacoma WA 04/2025 Present
Waste Management Inc Phoenix AZ 08/2016 03/2025
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-30
  • S66 Uniform Combined State Law Examination
    2025-05-30

View on SEC IAPD

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