Yancy David Valentine Whitaker

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-07-01

PA RA
APPROVED

Since 2025-07-01

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Puckmasters	Wixom	MI	03/2021	08/2021
Usli Insurance	Wayne	PA	05/2023	08/2023
Bae Systems	York	PA	05/2024	08/2024
Unemployed	Chester	PA	08/2024	03/2025
Unemployed	Wixom	MI	03/2014	03/2021
College Student	Aston	PA	08/2021	05/2023
College Student	Aston	PA	08/2023	05/2024
Lpl Enterprise	Warrington	PA	04/2025	Present

03/2021 → 08/2021

Puckmasters

Wixom, MI
05/2023 → 08/2023

Usli Insurance

Wayne, PA
05/2024 → 08/2024

Bae Systems

York, PA
08/2024 → 03/2025

Unemployed

Chester, PA
03/2014 → 03/2021

Unemployed

Wixom, MI
08/2021 → 05/2023

College Student

Aston, PA
08/2023 → 05/2024

College Student

Aston, PA
04/2025 → Present

Lpl Enterprise

Warrington, PA

Other Businesses

1. 03/27/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Chester, PA - Start Date 03/27/2025 - 160hrs/MTH 2. 03/27/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Chester, PA- Start Date 03/27/2025 - 160hrs/MTH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-01

S66 Uniform Combined State Law Examination

2025-07-01

Other Names

Yancy Whitaker

View on SEC IAPD