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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-18 |
| TX | RA | APPROVED | 2025-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Panama City | FL | 03/2025 | Present |
| Unemployed | Panama City Beach | FL | 11/2024 | 03/2025 |
| Cincinnati Reds | Goodyear | AZ | 02/2024 | 11/2024 |
| University Of Pittsburgh | Pittsburgh | PA | 08/2023 | 02/2024 |
| Florida State University | Tallahassee | FL | 08/2022 | 08/2023 |
| Florida State University | Tallahassee | FL | 01/2023 | 08/2023 |
| Chuck's Fish Tallahassee | Tallahassee | FL | 05/2022 | 12/2022 |
| Florida State University | Tallahassee | FL | 08/2018 | 04/2022 |
| The Back Porch Seafood & Oyster House | Panama City Beach | FL | 05/2019 | 08/2021 |
| Florida State University | Tallahassee | FL | 03/2022 | 08/2023 |
| Chili's | Panama City Beach | FL | 05/2019 | 05/2019 |
| St. Joe Company | Panama City Beach | FL | 05/2019 | 08/2019 |
| Texas Roadhouse | Tallahassee | FL | 01/2020 | 03/2020 |
| North Bay Haven Charter Academy | Panama City | FL | 08/2014 | 05/2018 |
| Chick-Fil-A | Panama City Beach | FL | 07/2016 | 12/2018 |
| Bank Of America, N.A. | Panama City | FL | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-15 |
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