Oscar Adrian Barraza Llamas

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stockton, CA
• 09/2024 → 02/2025
  Jp Morgan Chase
  Tempe, AZ
• 08/2018 → 06/2024
  Bank Of America
  Stockton, CA
• 07/2024 → 09/2024
  Flagstar Bank
  Tempe, AZ
• 03/2017 → 08/2018
  Financial Center Credit Union
  Stockton, CA
• 06/2015 → 03/2017
  Toyota Town Of Stockton
  Stockton, CA
• 06/2025 → Present
  Bank Of America, N.A.
  Stockton, CA

Exams

• S66 Uniform Combined State Law Examination
  2025-08-29

Other Names

• Oscar Barraza
• Oscar A Barraza
• Oscar A Barraza Llamas