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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-02 |
| NJ | RA | APPROVED | 2025-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Marlton | NJ | 01/2024 | Present |
| Unemployment | Clementon | NJ | 11/2023 | 01/2024 |
| Pnc Bank | Marlton | NJ | 07/2021 | 11/2023 |
| Td Bank | Oaklyn | NJ | 02/2020 | 06/2021 |
| Unemployed | Bellmawr | NJ | 06/2021 | 07/2021 |
| Kohl's | Cherry Hill | NJ | 09/2020 | 11/2020 |
| Chick-Fil-A | Audubon | NJ | 10/2020 | 12/2020 |
| Instacart/Maplebear | Cherry Hill | NJ | 11/2020 | 01/2021 |
| Finish Line Inc | Deptford | NJ | 04/2014 | 01/2020 |
| Unemployed | Bellmawr | NJ | 01/2020 | 02/2020 |
| Temple University | Philadelphia | PA | 08/2012 | 08/2020 |
| Bank Of America, N.A. E | Marlton | NJ | 05/2025 | Present |
I*: 1686365 Name of the other business: Sculpted Skin LLC Investment-related: No Address of the other business: Cherry Hill NJ Nature of the other business: Activewear and sportswear clothing products Title, or relationship with the other business: Owner Start date of your relationship: 09/2020 Approximate number of hours/month you devote to the other business: 0 Number of hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: The business has not operated since 2021. Generated no income. A business I did not end up continuing. I will be dissolving the LLC in a matter of less than 2 weeks. I*: 2286284 Entity Type: For Profit Name of OBA:NOOKS & CRANNIES PRO CLEANING LLC Address: Cherry Hill NJ Investment Related: No Position, Title, Association: Spouse Employee Start Date: 04/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Ex-Husbands cleaning business and I am registered as its "registered agent". I do not hold any equity, ownership, or have any signing affiliation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-29 |
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