Best Investors Account Sign in

Richard Woodruff Buchanan

Thrivent Investment Management Inc.

Hickory, NC

CRD 8067017

Claim This Profile
Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-06
  • NC RA
    APPROVED
    Since 2025-10-06

Branch Locations

Hickory, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Hickory NC 07/2025 Present
Self-Employed Hickory NC 11/2022 07/2025
Granite Hardwoods, Inc. Granite Falls NC 03/2010 11/2022
Thrivent Financial Appleton WI 08/2025 11/2025
Thrivent Financial Appleton WI 11/2025 Present
  • 07/2025 → Present
    Thrivent Investment Management Inc
    Hickory, NC
  • 11/2022 → 07/2025
    Self-Employed
    Hickory, NC
  • 03/2010 → 11/2022
    Granite Hardwoods, Inc.
    Granite Falls, NC
  • 08/2025 → 11/2025
    Thrivent Financial
    Appleton, WI
  • 11/2025 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-03
  • S66 Uniform Combined State Law Examination
    2025-10-03
Other Names
  • Richard Woodruff Buchanan

View on SEC IAPD

More in Hickory, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor