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9200 Shelbyville Rd Suite 103, Louisville, KY 40222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-03-31 |
Branch Locations
9200 Shelbyville Rd Suite 103, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| School/University (Bellarmine University) | Louisville | KY | 04/2015 | 12/2021 |
| Guitar Center | Louisville | KY | 06/2021 | 03/2022 |
| Sweetwater Sound | Fort Wayne | IN | 03/2022 | 09/2023 |
| Unemployed | Fort Wayne | IN | 09/2023 | 11/2023 |
| Icryo | Fort Wayne | IN | 11/2023 | 02/2024 |
| Unemployed | Fort Wayne | IN | 02/2024 | 04/2024 |
| Western & Southern Life | Louisville | KY | 04/2024 | 05/2025 |
| W&S Brokerage Services, Inc | Louisville | KY | 03/2025 | 05/2025 |
| Family Wealth Planning | Louisville | KY | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-08 |
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