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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-09-30
CT RA APPROVED 2025-09-10
  • MA RA
    APPROVED
    Since 2025-09-30
  • CT RA
    APPROVED
    Since 2025-09-10

Branch Locations

Cambridge, MA • United States

Cheshire, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
4T Financial Cheshire CT 03/2025 09/2025
Bny Mellon Boston MA 06/2021 03/2025
Rebellion Research New York NY 04/2020 06/2022
Babson College Wellesley MA 03/2020 05/2022
Argonaut Advisors Boston MA 02/2021 06/2021
4T Financial Wallingford CT 06/2016 06/2021
Nordic Innovation House New York NY 12/2020 01/2021
Webster Bank Southington CT 06/2020 08/2020
Valenti Auto Group Wallingford CT 05/2019 05/2020
Wallingford Ymca Wallingford CT 06/2018 08/2018
Student Middletown CT 05/2015 05/2022
Cetera Advisors Llc St Cloud MN 03/2025 06/2025
Cetera Advisors Llc St Cloud MN 06/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
4T Financial Cheshire CT 09/2025 Present
  • 03/2025 → 09/2025
    4T Financial
    Cheshire, CT
  • 06/2021 → 03/2025
    Bny Mellon
    Boston, MA
  • 04/2020 → 06/2022
    Rebellion Research
    New York, NY
  • 03/2020 → 05/2022
    Babson College
    Wellesley, MA
  • 02/2021 → 06/2021
    Argonaut Advisors
    Boston, MA
  • 06/2016 → 06/2021
    4T Financial
    Wallingford, CT
  • 12/2020 → 01/2021
    Nordic Innovation House
    New York, NY
  • 06/2020 → 08/2020
    Webster Bank
    Southington, CT
  • 05/2019 → 05/2020
    Valenti Auto Group
    Wallingford, CT
  • 06/2018 → 08/2018
    Wallingford Ymca
    Wallingford, CT
  • 05/2015 → 05/2022
    Student
    Middletown, CT
  • 03/2025 → 06/2025
    Cetera Advisors Llc
    St Cloud, MN
  • 06/2025 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 09/2025 → Present
    Schaumburg, IL
  • 09/2025 → Present
    4T Financial
    Cheshire, CT
Other Businesses

1. NAME OF OTHER BUSINESS: BABSON COLLEGE - BABSON ALUMNI ADVISORY BOARD (BAAB) INVESTMENT RELATED: NO ADDRESS: 231 FOREST STREET, WELLESLEY HILLS, MA 02481 NATURE OF BUSINESS: BOARD FIDUCIARY POSITIONS START DATE: 5/2022 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: GENERAL ALUMNI GUIDANCE AND PLANNING; 2. NAME OF OTHER BUSINESS: BABSON COLLEGE - BEAVERS OF THE LAST DECADE ADVISORY BOARD (BOLD) INVESTMENT RELATED: NO ADDRESS: 231 FOREST STREET, WELLESLEY HILLS, MA 02481 NATURE OF BUSINESS: BOARD FIDUCIARY POSITIONS START DATE: 5/2022 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: GENERAL ALUMNI GUIDANCE AND PLANNING; 3. NAME OF OTHER BUSINESS: 4T FINANCIAL ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: JACK ARGIRO; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TICKET RESALES; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: SOLE PROPRIETOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PURCHASE TICKETS ON PRIMARY MARKET FROM WWW.TICKETMASTER.COM AND SELL ON SECONDARY MARKET WEBSITES (WWW.STUBHUB.COM, WWW.TICKETMASTER.COM, WWW.SEATGEEK.COM, WWW.VIVIDSEATS.COM); 5. NAME OF OTHER BUSINESS: BABSON COLLEGE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EDUCATION; START DATE: 02/2026; POSITION/TITLE/RELATIONSHIP: PANNELIST, MENTOR, GUEST SPEAKER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: VARIOUS COURSES, INCLUDING FIN 4508: FINANCIAL PLANNING & WEALTH MANAGEMENT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-08
  • S66 Uniform Combined State Law Examination
    2025-09-08

View on SEC IAPD

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