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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-09-30 |
| CT | RA | APPROVED | 2025-09-10 |
Branch Locations
Cheshire, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 4T Financial | Cheshire | CT | 03/2025 | 09/2025 |
| Bny Mellon | Boston | MA | 06/2021 | 03/2025 |
| Rebellion Research | New York | NY | 04/2020 | 06/2022 |
| Babson College | Wellesley | MA | 03/2020 | 05/2022 |
| Argonaut Advisors | Boston | MA | 02/2021 | 06/2021 |
| 4T Financial | Wallingford | CT | 06/2016 | 06/2021 |
| Nordic Innovation House | New York | NY | 12/2020 | 01/2021 |
| Webster Bank | Southington | CT | 06/2020 | 08/2020 |
| Valenti Auto Group | Wallingford | CT | 05/2019 | 05/2020 |
| Wallingford Ymca | Wallingford | CT | 06/2018 | 08/2018 |
| Student | Middletown | CT | 05/2015 | 05/2022 |
| Cetera Advisors Llc | St Cloud | MN | 03/2025 | 06/2025 |
| Cetera Advisors Llc | St Cloud | MN | 06/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| 4T Financial | Cheshire | CT | 09/2025 | Present |
1. NAME OF OTHER BUSINESS: BABSON COLLEGE - BABSON ALUMNI ADVISORY BOARD (BAAB) INVESTMENT RELATED: NO ADDRESS: 231 FOREST STREET, WELLESLEY HILLS, MA 02481 NATURE OF BUSINESS: BOARD FIDUCIARY POSITIONS START DATE: 5/2022 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: GENERAL ALUMNI GUIDANCE AND PLANNING; 2. NAME OF OTHER BUSINESS: BABSON COLLEGE - BEAVERS OF THE LAST DECADE ADVISORY BOARD (BOLD) INVESTMENT RELATED: NO ADDRESS: 231 FOREST STREET, WELLESLEY HILLS, MA 02481 NATURE OF BUSINESS: BOARD FIDUCIARY POSITIONS START DATE: 5/2022 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: GENERAL ALUMNI GUIDANCE AND PLANNING; 3. NAME OF OTHER BUSINESS: 4T FINANCIAL ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: JACK ARGIRO; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TICKET RESALES; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: SOLE PROPRIETOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PURCHASE TICKETS ON PRIMARY MARKET FROM WWW.TICKETMASTER.COM AND SELL ON SECONDARY MARKET WEBSITES (WWW.STUBHUB.COM, WWW.TICKETMASTER.COM, WWW.SEATGEEK.COM, WWW.VIVIDSEATS.COM); 5. NAME OF OTHER BUSINESS: BABSON COLLEGE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EDUCATION; START DATE: 02/2026; POSITION/TITLE/RELATIONSHIP: PANNELIST, MENTOR, GUEST SPEAKER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: VARIOUS COURSES, INCLUDING FIN 4508: FINANCIAL PLANNING & WEALTH MANAGEMENT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-08 |
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