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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-05-16 |
Branch Locations
Saint Louis, MO • United States
St. Louis, MO • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Missouri | Columbia | MO | 02/2015 | 06/2017 |
| Ibm | Columbia | MO | 06/2017 | 08/2017 |
| University Of Missouri | Columbia | MO | 08/2017 | 05/2018 |
| Circle Metal Specialities, Inc. | Alsip | IL | 05/2018 | 08/2018 |
| University Of Missouri | Columbia | MO | 08/2018 | 06/2019 |
| The Broadway A Doubletree By Hilton | Columbia | MO | 07/2019 | 09/2019 |
| Scout & Nimble | Columbia | MO | 06/2019 | 11/2019 |
| Fresh Ideas Food Service Management | Columbia | MO | 09/2019 | 05/2020 |
| Unemployed | Chicago | IL | 05/2020 | 07/2020 |
| Total Quality Logistics | Chicago | IL | 07/2020 | 03/2021 |
| Tegus | Chicago | IL | 03/2021 | 06/2023 |
| The Boeing Company | Saint Louis | MO | 06/2023 | 03/2025 |
| Lpl Financial | Saint Louis | MO | 03/2025 | Present |
1)04/10/2025 - Hauser Group Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-16 |
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