Best Investors Account Sign in
Inactive

Thomas Christopher Rooney

Monument Advisers

Richmond, VA

Carmel, IN

Claim This Profile
Current Employers
Monument Advisers

550 Congressional Blvd Suite 350, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-07-19
  • VA RA
    APPROVED
    Since 2025-07-19

Branch Locations

Richmond, VA • United States

550 Congressional Blvd Suite 350, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Cincinnati OH 04/2015 09/2021
U.S. Army Reserves Columbus OH 05/2020 11/2021
U.S. Department Of The Treasury Washington DC 09/2021 Present
  • 04/2015 → 09/2021
    U.S. Bank
    Cincinnati, OH
  • 05/2020 → 11/2021
    U.S. Army Reserves
    Columbus, OH
  • 09/2021 → Present
    U.S. Department Of The Treasury
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-21
  • S65 Uniform Investment Adviser Law Examination
    2025-03-21
Other Names
  • Thomas Rooney

View on SEC IAPD

More in Richmond, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor