Haley Graber

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-06-18

NY RA
APPROVED

Since 2025-06-18

Branch Locations

68 S Service Rd Ste 200 [Yi-Rbo], Melville, NY 11747 • United States

111 Main St, Southampton, NY 11968 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	New York	NY	03/2025	Present
Unemployed	East Hampton	NY	07/2024	03/2025
Fishkin Lucks Llp	New York	NY	10/2022	07/2024
Epiq Global	Atlanta	GA	06/2022	10/2022
Empire State South	Atlanta	GA	04/2021	07/2022
Unemployed	Atlanta	GA	02/2021	04/2021
Chamberlain Hrdlicka	Atlanta	GA	09/2019	02/2021
Emory Law School	Atlanta	GA	08/2016	09/2019

03/2025 → Present

Wells Fargo Clearing Services, Llc

New York, NY
07/2024 → 03/2025

Unemployed

East Hampton, NY
10/2022 → 07/2024

Fishkin Lucks Llp

New York, NY
06/2022 → 10/2022

Epiq Global

Atlanta, GA
04/2021 → 07/2022

Empire State South

Atlanta, GA
02/2021 → 04/2021

Unemployed

Atlanta, GA
09/2019 → 02/2021

Chamberlain Hrdlicka

Atlanta, GA
08/2016 → 09/2019

Emory Law School

Atlanta, GA

Other Businesses

DOLLY'S FARM, LLC; NOT INV RELATED; EAST HAMPTON, NY; 100% OWNERSHIP; 04/2024; 20 HORUS PER MONTH; 0 DURING TRADING; FLOWR FARM AND FLORAL DESIGN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-05

S66 Uniform Combined State Law Examination

2025-05-05