Nicholas Stanley Pelaccia

Ameriprise Financial Services, LLC

CRD 8065718

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-07-18

CT RA
APPROVED

Since 2025-07-18

Branch Locations

Seymour, CT • United States

545 Long Wharf Dr Ste 501, New Haven, CT 06511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services Llc	New Haven	CT	04/2025	Present
Auto Repairs Unlimited	Ansonia	CT	04/2020	03/2025
Dick's Last Resort	Myrtle Beach	SC	06/2023	08/2023
Full Time Education	Storrs	CT	06/2020	04/2024
Unemployed	Seymour	CT	12/2014	04/2020

04/2025 → Present

Ameriprise Financial Services Llc

New Haven, CT
04/2020 → 03/2025

Auto Repairs Unlimited

Ansonia, CT
06/2023 → 08/2023

Dick's Last Resort

Myrtle Beach, SC
06/2020 → 04/2024

Full Time Education

Storrs, CT
12/2014 → 04/2020

Unemployed

Seymour, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-18

S66 Uniform Combined State Law Examination

2025-07-18

View on SEC IAPD

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