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James Andrew Carleton

Ameriprise Financial Services, LLC

Richmond, VA

Richmond, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-29
VA RA APPROVED 2025-07-29
  • TX RA
    APPROVED
    Since 2025-08-29
  • VA RA
    APPROVED
    Since 2025-07-29

Branch Locations

1021 E Cary St Ste 1001, Richmond, VA 23219-4051 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc Richmond VA 04/2025 Present
Silvercrest Asset Management Group Richmond VA 06/2021 03/2025
James River Insurance Company Richmond VA 06/2017 06/2021
Hampden-Sydney College Farmville VA 08/2013 05/2017
  • 04/2025 → Present
    Ameriprise Financial Services Llc
    Richmond, VA
  • 06/2021 → 03/2025
    Silvercrest Asset Management Group
    Richmond, VA
  • 06/2017 → 06/2021
    James River Insurance Company
    Richmond, VA
  • 08/2013 → 05/2017
    Hampden-Sydney College
    Farmville, VA
Other Businesses

Board of Directors; Alumni Board; Alumni Board of Director; 711 St. Christopher's Road, , Richmond, VA, 23226; Not Investment-Related; 05/31/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-29
  • S66 Uniform Combined State Law Examination
    2025-07-29
Other Names
  • James Andrew Carleton
  • Andrew Carleton

View on SEC IAPD

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Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Richmond, VA

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