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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-08-01 |
| NC | RA | APPROVED | 2025-08-01 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associate Staffing | Charlotte | NC | 04/2025 | 07/2025 |
| Principal Securities, Inc. | Charlotte | NC | 04/2025 | Present |
| N/A | Charlotte | NC | 12/2024 | 03/2025 |
| Townsquare Interactive | Charlotte | NC | 08/2023 | 12/2024 |
| Sunrise Grill | Boone | NC | 04/2023 | 07/2023 |
| N/A | Boone | NC | 12/2022 | 04/2023 |
| Lucky 32's Southern Kitchen | Cary | NC | 04/2022 | 08/2022 |
| Booneshine Brewing Company | Boone | NC | 04/2021 | 08/2021 |
| Tapp Room | Boone | NC | 04/2020 | 08/2020 |
| Appalachian State University | Boone | NC | 08/2018 | 12/2022 |
| Ihop | Apex | NC | 06/2016 | 09/2016 |
| Apex Friendship High School | Apex | NC | 08/2014 | 07/2018 |
| Principal Life Insurance Co | Charlotte | NC | 07/2025 | Present |
| Principal Advised Services | Charlotte | NC | 07/2025 | Present |
**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/21/2025 ADDRESS: 401 McCullough Drive, Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/21/2025 ADDRESS: 401 McCullough Drive, Charlotte NC 28262, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-07 |
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