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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-08-01
NC RA APPROVED 2025-08-01
  • IA RA
    APPROVED
    Since 2025-08-01
  • NC RA
    APPROVED
    Since 2025-08-01

Branch Locations

401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associate Staffing Charlotte NC 04/2025 07/2025
Principal Securities, Inc. Charlotte NC 04/2025 Present
N/A Charlotte NC 12/2024 03/2025
Townsquare Interactive Charlotte NC 08/2023 12/2024
Sunrise Grill Boone NC 04/2023 07/2023
N/A Boone NC 12/2022 04/2023
Lucky 32's Southern Kitchen Cary NC 04/2022 08/2022
Booneshine Brewing Company Boone NC 04/2021 08/2021
Tapp Room Boone NC 04/2020 08/2020
Appalachian State University Boone NC 08/2018 12/2022
Ihop Apex NC 06/2016 09/2016
Apex Friendship High School Apex NC 08/2014 07/2018
Principal Life Insurance Co Charlotte NC 07/2025 Present
Principal Advised Services Charlotte NC 07/2025 Present
  • 04/2025 → 07/2025
    Associate Staffing
    Charlotte, NC
  • 04/2025 → Present
    Principal Securities, Inc.
    Charlotte, NC
  • 12/2024 → 03/2025
    N/A
    Charlotte, NC
  • 08/2023 → 12/2024
    Townsquare Interactive
    Charlotte, NC
  • 04/2023 → 07/2023
    Sunrise Grill
    Boone, NC
  • 12/2022 → 04/2023
    N/A
    Boone, NC
  • 04/2022 → 08/2022
    Lucky 32's Southern Kitchen
    Cary, NC
  • 04/2021 → 08/2021
    Booneshine Brewing Company
    Boone, NC
  • 04/2020 → 08/2020
    Tapp Room
    Boone, NC
  • 08/2018 → 12/2022
    Appalachian State University
    Boone, NC
  • 06/2016 → 09/2016
    Ihop
    Apex, NC
  • 08/2014 → 07/2018
    Apex Friendship High School
    Apex, NC
  • 07/2025 → Present
    Principal Life Insurance Co
    Charlotte, NC
  • 07/2025 → Present
    Charlotte, NC
Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/21/2025 ADDRESS: 401 McCullough Drive, Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/21/2025 ADDRESS: 401 McCullough Drive, Charlotte NC 28262, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-07
  • S66 Uniform Combined State Law Examination
    2025-07-07
Other Names
  • Nate Walker Antonik

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