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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-02
PA RA APPROVED 2025-12-02
  • TX RA
    APPROVED
    Since 2026-01-02
  • PA RA
    APPROVED
    Since 2025-12-02

Branch Locations

West Chester, PA • United States

Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartford Funds Distributors, Llc Wayne PA 08/2023 12/2025
Cvs Health Remote PA 06/2021 08/2023
University Of Michigan Ann Arbor MI 09/2017 06/2021
Malvern Preparatory School Malvern PA 08/2013 09/2017
Rbc Capital Markets, Llc Conshohocken PA 12/2025 Present
  • 08/2023 → 12/2025
    Hartford Funds Distributors, Llc
    Wayne, PA
  • 06/2021 → 08/2023
    Cvs Health
    Remote, PA
  • 09/2017 → 06/2021
    University Of Michigan
    Ann Arbor, MI
  • 08/2013 → 09/2017
    Malvern Preparatory School
    Malvern, PA
  • 12/2025 → Present
    Conshohocken, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-26
  • S66 Uniform Combined State Law Examination
    2025-11-26
Other Names
  • Alex Paul Reber

View on SEC IAPD

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