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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-02 |
| PA | RA | APPROVED | 2025-12-02 |
Branch Locations
West Chester, PA • United States
Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hartford Funds Distributors, Llc | Wayne | PA | 08/2023 | 12/2025 |
| Cvs Health | Remote | PA | 06/2021 | 08/2023 |
| University Of Michigan | Ann Arbor | MI | 09/2017 | 06/2021 |
| Malvern Preparatory School | Malvern | PA | 08/2013 | 09/2017 |
| Rbc Capital Markets, Llc | Conshohocken | PA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-26 |
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