Kiairra C Dixon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-03-16
NC	RA	APPROVED	2026-03-11

SC RA
APPROVED

Since 2026-03-16
NC RA
APPROVED

Since 2026-03-11

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fort Mill	SC	03/2025	Present
Ally Bank	Charlotte	NC	02/2022	03/2025
Heartland Ecsi	Winston Salem	NC	11/2019	02/2022
Winston Salem State University	Winston Salem	NC	08/2013	08/2019
Unemployed	Winston Salem	NC	08/2019	11/2019

03/2025 → Present

Lpl Financial Llc

Fort Mill, SC
02/2022 → 03/2025

Ally Bank

Charlotte, NC
11/2019 → 02/2022

Heartland Ecsi

Winston Salem, NC
08/2013 → 08/2019

Winston Salem State University

Winston Salem, NC
08/2019 → 11/2019

Unemployed

Winston Salem, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-05

S66 Uniform Combined State Law Examination

2026-03-05

View on SEC IAPD

Employer firm

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Exams

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