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CRD 8064110
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-09 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walnut High School | Walnut | CA | 08/2015 | 05/2019 |
| Mt. San Antonio Community College | Walnut | CA | 06/2019 | 06/2021 |
| Self Employed | Covina | CA | 05/2021 | Present |
| Self Employed | Covina | CA | 03/2024 | Present |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 04/2025 | Present |
1-- LA PENSION PLANNERS POSITION: Financial Representative NATURE: DBA/Financial Services. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 40 START DATE: 4/14/2025 ADDRESS: 177 E Colorado Blvd, Office 3055 Pasadena CA, United States DESCRIPTION: DBA for Securities Business / Financial Services 2-- LIFE & HEALTH INSURANCE POSITION: Financial Representative. NATURE: Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: No NUMBER OF HOURS: 100 TRADING HOURS: 0 START DATE: 4/14/2025 ADDRESS: 177 E Colorado Blvd, Office 3055 Pasadena CA, United States DESCRIPTION: Life Insurance sales to customers. 3-- SELF-EMPLOYED POSITION: Notary Public. NATURE: Legal Services. COMPENSATION TYPE: Fee Based. INVESTMENT RELATED: No NUMBER OF HOURS: 2 TRADING HOURS: 0 START DATE: 5/27/2021 ADDRESS: 977 W. San Bernardino Rd Ste 188 Covina, CA 91722 United States DESCRIPTION: Perform Notarial acts and services. 4-- SELF-EMPLOYED POSITION: Photographer & Videographer. NATURE: Entertainment Services. COMPENSATION TYPE: Hourly. INVESTMENT RELATED: No NUMBER OF HOURS: 7 TRADING HOURS: 0 START DATE: 3/23/2024 ADDRESS: 977 W. San Bernardino Rd Ste 188 Covina, CA 91722 United States DESCRIPTION: I take photos or videos for special events such as birthday parties, baby showers, weddings, graduation ceremonies, etc. 5--PENSION 101 INVESTMENT RELATED: Is Not Investment Related, "457 W Allen Ave, Suite 110, San Dimas, CA, 91773, United States", Pension Education & Lead Generation System, User/Rep,9/22/2025,4 hours per month,0 hours per month during trading hours, Other Compensation, Representative showing people how to use the educational platform. Compensation based on project bases.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-10 |
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